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Description
California State Registered Investment Adviser Annual Financial Report LetterCalifornia State Registered Investment Advisers subject to the minimum financial requirements as found under CCR 260. 237. 2, must file with the Commissioner, not more than 90 days after their fiscal year end, an annual financial report that reflects their financial condition. The Report must include a balance sheet and income statement prepared in accordance with GAAP. This customizable Letter serves as a useful guide for investment advisers to
California State Registered Investment Advisers subject to the minimum financial requirements as found under CCR § 260.237.2, must file with the Commissioner, not more than 90 days after their fiscal year-end, an annual financial report that reflects their financial condition. The Report must include a balance sheet and income statement prepared in accordance with GAAP. This customizable Letter serves as a useful guide for investment advisers to complete and include the required supporting documents for submitting to CA DFPI.
Version/Update: V.2-06042023
Total Page Count/Format: 1/.docx
Source/Author(s): Connexien
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